Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $147,518 |
DA DAVIDSON & CO1 year Filed as: D A DAVIDSON & CO Service code 27 · EIN 81-0139474 | Advisory (Plan) | $28,724 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $157,218 | $88,515+77.6% | $162,163-3.0% | $67,579+132.6% |
| Participation rate | 98.1% | 86.8%+11.3pp | 87.6%+10.6pp | 71.3%+26.9pp |
| Annual return | 22.55% | 27.04%-4.5pp | 115.59%-93.0pp | 378.56%-356.0pp |
| Employer contribution / active EE | $3,133 | $3,563-12.1% | $5,614-44.2% | $2,148+45.9% |
| Participant deferral / active EE | $6,396 | $5,724+11.8% | $7,298-12.4% | $3,539+80.7% |
| Admin fee / account holder | $510 | $124+312.7% | $10,843-95.3% | $142+258.7% |