Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $69,488 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO CLEARING SERVICES, LLC Service code 22 · EIN 54-0910269 | Insurance Broker | $35,340 |
Filed as: CETERA FINANCIAL GROUP Service code 22 · EIN 30-0588666 | Insurance Broker | $5,275 |
Service code 22 · EIN 95-3845382 | Insurance Broker | $3,536 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,198 | $65,376+19.6% | $87,104-10.2% | $65,185+20.0% |
| Participation rate | 2.8% | 75.3%-72.5pp | 76.9%-74.0pp | 70.2%-67.4pp |
| Annual return | 23.70% | 31.27%-7.6pp | 28.19%-4.5pp | 29.38%-5.7pp |
| Employer contribution / active EE | $4,203 | $1,822+130.6% | $2,521+66.7% | $2,177+93.1% |
| Participant deferral / active EE | $10,253 | $3,388+202.6% | $4,048+153.3% | $3,514+191.8% |
| Admin fee / account holder | $301 | $520-42.1% | $7,491-96.0% | $847-64.5% |