Filed April 17, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $414,363 |
Filed as: HEALTHCARE COMM. SECURITIES CORP Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $200,710 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $50 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,730 | $50,127+9.2% | $149,673-63.4% | $80,160-31.7% |
| Participation rate | 94.1% | 64.3%+29.9pp | 78.8%+15.4pp | 72.9%+21.2pp |
| Annual return | 17.56% | 29.82%-12.3pp | 134.42%-116.9pp | 40.38%-22.8pp |
| Employer contribution / active EE | $5,239 | $1,865+181.0% | $4,818+8.7% | $2,978+75.9% |
| Participant deferral / active EE | $5,189 | $3,194+62.5% | $5,680-8.6% | $5,017+3.4% |
| Admin fee / account holder | $153 | $153-0.1% | $13,210-98.8% | $145+5.2% |