Filed November 3, 2014
Total covered: 27 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $282,636 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 16 · EIN 20-8874282 | Consulting | $53,000 |
BKD, LLP1 year Filed as: BKD CPAS AND ADVISORS Service code 10 · EIN 44-0160260 | Accounting | $19,079 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $524 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,223 | $407,990-91.9% | $121,196-72.6% | $75,289-55.9% |
| Participation rate | 88.1% | 59.5%+28.6pp | 71.7%+16.4pp | 72.4%+15.7pp |
| Annual return | -3.67% | 2.93%-6.6pp | 16.93%-20.6pp | -0.04%-3.6pp |
| Employer contribution / active EE | $1,614 | $1,846-12.5% | $4,022-59.9% | $2,405-32.9% |
| Participant deferral / active EE | $1,656 | $2,201-24.8% | $3,344-50.5% | $3,739-55.7% |
| Admin fee / account holder | $113 | $455-75.2% | $5,019-97.8% | $102+10.1% |