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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $54,096 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $36,551 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $7,874 |
13 funds of $250K or more; 23 lines in all, holding $21.8M of the plan's $22.0M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Fidelity Freedom Index, mutual fund, 59% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 10 vintages | $12.8M | 58.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.5M | 11.7% |
| Managed Equity Accumulation Manager not matched · Other | $1.4M | 6.5% |
| Fidelity Large Cap Growth Index Fund Fidelity (FMR) · Mutual fund Index | $1.4M | 6.5% |
| Fidelity Total Market Index Fund Fidelity (FMR) · Mutual fund Index | $806K | 3.7% |
| Managed Blend Decumulation I Manager not matched · Other | $519K | 2.4% |
| Managed Blend Accumulation I Manager not matched · Collective trust | $450K | 2.1% |
| Managed Equity Decumulation Manager not matched · Other | $327K | 1.5% |
| Empower Empower · Insurance contract Recordkeeper's own fund | $224K | 1.0% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $193K | 0.9% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.