Filed November 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $29,321 |
CARNEGIE INVESTMENT COUNSEL3 years Filed as: CARNEGIE CAPITAL ASSET MANAGEMENT Service code 16 · EIN 22-4766975 | Consulting | $18,658 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,873 | $37,196-19.7% | $154,107-80.6% | $55,725-46.4% |
| Participation rate | 88.3% | 64.1%+24.3pp | 83.0%+5.3pp | 70.9%+17.5pp |
| Annual return | -1.09% | 1319.68%-1320.8pp | 735.12%-736.2pp | 244.93%-246.0pp |
| Employer contribution / active EE | $1,684 | $1,614+4.3% | $5,298-68.2% | $2,078-19.0% |
| Participant deferral / active EE | $5,077 | $2,068+145.5% | $5,081-0.1% | $3,356+51.3% |
| Admin fee / account holder | $192 | $102+88.9% | $13,411-98.6% | $115+66.6% |