Filed July 17, 2015
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $5,220 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,639 | $55,453-14.1% | $170,435-72.0% | $62,293-23.5% |
| Participation rate | 81.2% | 66.4%+14.8pp | 83.6%-2.4pp | 69.5%+11.7pp |
| Annual return | 12.64% | 21.38%-8.7pp | 205.94%-193.3pp | 28.90%-16.3pp |
| Employer contribution / active EE | $2,884 | $2,164+33.3% | $5,432-46.9% | $2,042+41.2% |
| Participant deferral / active EE | $1,257 | $2,303-45.4% | $4,939-74.5% | $3,169-60.3% |
| Admin fee / account holder | $41 | $455-90.9% | $13,881-99.7% | $479-91.4% |