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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC1 year Filed as: RESOURCE INVESTMENT ADVISORS Service code 27 4860 COLLEGE BLVD · OVERLAND PARK, KS 66211 | Advisory (Plan) | $14,014 |
Service code 27 · EIN 59-3331424 | Advisory (Plan) | $10,499 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $5,502 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,025 | $40,174-7.8% | $84,020-55.9% | $67,579-45.2% |
| Participation rate | 93.0% | 62.7%+30.3pp | 69.0%+24.0pp | 71.3%+21.7pp |
| Annual return | 53.33% | 25.82%+27.5pp | 71.31%-18.0pp | 378.56%-325.2pp |
| Employer contribution / active EE | $4,045 | $808+400.8% | $1,984+103.9% | $2,148+88.3% |
| Participant deferral / active EE | $11,144 | $2,301+384.3% | $3,239+244.1% | $3,539+214.9% |
| Admin fee / account holder | $68 | $128-47.0% | $6,101-98.9% | $142-52.2% |