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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $38,556 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: SBHU/MORGAN STANLEY SMITH BARNEY LL Service code 22 · EIN 13-2896238 | Insurance Broker | $17,469 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $7,170 | $21,965-67.4% | $59,496-87.9% | $59,188-87.9% |
| Participation rate | 50.0% | 32.6%+17.5pp | 54.6%-4.5pp | 69.4%-19.4pp |
| Annual return | 6.08% | 22.15%-16.1pp | 182.05%-176.0pp | 5.51%+0.6pp |
| Employer contribution / active EE | $450 | $316+42.1% | $1,153-61.0% | $2,098-78.6% |
| Participant deferral / active EE | $1,734 | $732+137.0% | $1,829-5.2% | $3,265-46.9% |
| Admin fee / account holder | $52 | $74-30.7% | $2,232-97.7% | $92-44.1% |