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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $28,988 |
Service code 27 · EIN 25-1759623 1115 BROADWAY · NEW YORK, NY 10010 | Advisory (Plan) | $20,221 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,629 | $73,638-53.0% | $95,960-63.9% | $73,493-52.9% |
| Participation rate | 99.1% | 76.2%+23.0pp | 77.1%+22.0pp | 70.7%+28.4pp |
| Annual return | 14.11% | 16.78%-2.7pp | 91.63%-77.5pp | 28.51%-14.4pp |
| Employer contribution / active EE | $1,725 | $1,863-7.4% | $2,541-32.1% | $2,270-24.0% |
| Participant deferral / active EE | $5,737 | $3,617+58.6% | $4,167+37.7% | $3,740+53.4% |
| Admin fee / account holder | $240 | $482-50.2% | $6,797-96.5% | $513-53.2% |