Filed March 22, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL, NICOLAUS & CO, INC. Service code 26 · EIN 43-0538770 | Advisory (Participants) | $45,169 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $5,170 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,996 | $50,815-9.5% | $155,509-70.4% | $77,643-40.8% |
| Participation rate | 92.9% | 63.1%+29.8pp | 78.2%+14.7pp | 70.6%+22.4pp |
| Annual return | 13.15% | 34.80%-21.7pp | 64.67%-51.5pp | 31.24%-18.1pp |
| Employer contribution / active EE | $2,383 | $1,993+19.6% | $4,672-49.0% | $2,726-12.6% |
| Participant deferral / active EE | $4,589 | $2,822+62.6% | $5,626-18.4% | $4,647-1.2% |
| Admin fee / account holder | $277 | $437-36.5% | $15,912-98.3% | $430-35.6% |