Filed March 22, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFE, NICOLAUS & CO, INC. Service code 26 · EIN 43-0538770 | Advisory (Participants) | $37,960 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $1,083 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,271 | $61,156-9.6% | $185,823-70.3% | $79,386-30.4% |
| Participation rate | 98.2% | 66.6%+31.6pp | 81.7%+16.5pp | 70.7%+27.5pp |
| Annual return | 13.96% | 19.45%-5.5pp | 122.05%-108.1pp | 116.85%-102.9pp |
| Employer contribution / active EE | $2,864 | $2,321+23.4% | $5,167-44.6% | $2,427+18.0% |
| Participant deferral / active EE | $5,163 | $2,789+85.1% | $5,568-7.3% | $4,046+27.6% |
| Admin fee / account holder | $354 | $710-50.0% | $16,237-97.8% | $626-43.4% |