Filed November 20, 2023
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 · EIN 01-0233346 | Recordkeeping | $52,138 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 90-0007886 | Advisory (Plan) | $20,045 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,606 | $33,780-36.0% | $74,551-71.0% | $75,289-71.3% |
| Participation rate | 40.2% | 62.7%-22.5pp | 69.1%-29.0pp | 72.4%-32.2pp |
| Annual return | 166.47% | -1.24%+167.7pp | 32.53%+133.9pp | -0.04%+166.5pp |
| Employer contribution / active EE | $0 | $845-100.0% | $1,961-100.0% | $2,405-100.0% |
| Participant deferral / active EE | $865 | $1,890-54.2% | $3,108-72.2% | $3,739-76.9% |
| Admin fee / account holder | $67 | $86-22.2% | $5,059-98.7% | $102-34.4% |