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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 · EIN 52-2114207 | Other Commissions | $29,975 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,260 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,808 | $66,813+28.4% | $100,530-14.6% | $73,493+16.8% |
| Participation rate | 97.0% | 77.5%+19.5pp | 79.4%+17.6pp | 70.7%+26.3pp |
| Annual return | 20.23% | 25.70%-5.5pp | 30.89%-10.7pp | 28.51%-8.3pp |
| Employer contribution / active EE | $2,737 | $2,147+27.5% | $3,418-19.9% | $2,270+20.6% |
| Participant deferral / active EE | $8,033 | $5,883+36.5% | $6,271+28.1% | $3,740+114.8% |
| Admin fee / account holder | $7 | $512-98.7% | $8,083-99.9% | $513-98.7% |