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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 611 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Plan) | $34,665 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $22,781 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,472 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,889 | $83,023-84.5% | $102,437-87.4% | $77,762-83.4% |
| Participation rate | 95.3% | 71.5%+23.8pp | 74.5%+20.8pp | 70.6%+24.7pp |
| Annual return | 13.56% | 19.12%-5.6pp | 24.95%-11.4pp | 31.27%-17.7pp |
| Employer contribution / active EE | $1,081 | $3,552-69.6% | $3,871-72.1% | $2,728-60.4% |
| Participant deferral / active EE | $2,894 | $4,110-29.6% | $5,060-42.8% | $4,651-37.8% |
| Admin fee / account holder | $52 | $639-91.9% | $8,388-99.4% | $433-88.0% |