Retirement plan

AURORA CASKET COMPANY, LLC UNION EMPLOYEES 401(K) PLAN

Name: AURORA CASKET COMPANY, LLC - AURORA CASKET COMPANY, LLC UNION EMPLOYEES 401(K) PLAN (2020) Form 5500
Creator: AURORA CASKET COMPANY, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AURORA CASKET COMPANY, LLC UNION EMPLOYEES 401(K) PLAN, AURORA CASKET COMPANY, LLC

AURORA CASKET COMPANY, LLCEIN 45-5253133Plan #005PY 2020

10944 MARSH ROAD - AURORA, IN 470010474800-457-1195auroracasket.comLinkedIn501-1000 employeespackaging and containers

Prospect flagsLow participation

How to read this page

Total assets (EOY)

$12.1M

+13.4% from 2019

Total participants

238

+4.8% from 2019

Average account balance

$75,728

+14.8% from 2019

Annual return

14.90%

-7.28 pp from 2019

Benchmarks

See 4,082 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,082 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$10.05M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$81K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

124

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

57.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$367K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.43%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$75

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
WELLS FARGO BANK, N.A.4 years Service code 15 · EIN 94-1347393	Recordkeeping	$10,759

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.

Expense breakdown

Schedule H Part II

Admin total

$11K

$52 / participant

Other / not subdivided$11K100.0%

% of EOY assets

0.089%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GOFF BACKA ALFERA & CO LLC
Auditor EIN: 251871184
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$75,728

$73,638+2.8%

$95,964-21.1%

$73,497+3.0%

Participation rate

62.0%

76.2%-14.2pp

77.1%-15.1pp

70.7%-8.7pp

Annual return

14.90%

16.78%-1.9pp

91.64%-76.7pp

28.51%-13.6pp

Employer contribution / active EE

$781

$1,863-58.1%

$2,541-69.3%

$2,270-65.6%

Participant deferral / active EE

$1,904

$3,617-47.4%

$4,167-54.3%

$3,740-49.1%

Admin fee / account holder

$67

$482-86.1%

$6,797-99.0%

$513-86.9%

Provider

Service type

Compensation

WELLS FARGO BANK, N.A.4 years

Service code 15 · EIN 94-1347393

Recordkeeping

$10,759

AURORA CASKET COMPANY, LLC UNION EMPLOYEES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AURORA CASKET COMPANY, LLC UNION EMPLOYEES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion