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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $54,759 |
Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $31,314 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,997 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,052 | $74,462-71.7% | $81,991-74.3% | $90,274-76.7% |
| Participation rate | 42.9% | 69.7%-26.8pp | 69.3%-26.3pp | 73.4%-30.4pp |
| Annual return | 9.40% | 17.56%-8.2pp | 41.31%-31.9pp | 53.97%-44.6pp |
| Employer contribution / active EE | $1,563 | $2,334-33.0% | $2,498-37.4% | $2,523-38.1% |
| Participant deferral / active EE | $1,328 | $3,602-63.1% | $3,722-64.3% | $4,231-68.6% |
| Admin fee / account holder | $128 | $98+30.8% | $5,665-97.7% | $114+12.4% |