Filed November 27, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $14,801 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,697 |
WILSHIRE ASSOCIATES INCORPORATED2+ years Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,596 | $43,423+11.9% | $78,689-38.2% | $55,167-11.9% |
| Participation rate | 38.1% | 68.0%-30.0pp | 73.6%-35.5pp | 69.0%-30.9pp |
| Annual return | 8.00% | 11.53%-3.5pp | 62.18%-54.2pp | 169.23%-161.2pp |
| Employer contribution / active EE | $1,144 | $1,997-42.7% | $2,851-59.9% | $1,963-41.7% |
| Participant deferral / active EE | $1,942 | $2,509-22.6% | $3,517-44.8% | $3,054-36.4% |
| Admin fee / account holder | $15 | $416-96.5% | $4,510-99.7% | $504-97.1% |