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| Provider | Service type | Compensation |
|---|---|---|
WFG ADVISORS1+ years Service code 27 · EIN 03-0509863 | Advisory (Plan) | $22,829 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $12,288 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,444 | $70,002-47.9% | $115,038-68.3% | $52,331-30.4% |
| Participation rate | 91.3% | 72.1%+19.2pp | 81.4%+9.9pp | 68.1%+23.2pp |
| Annual return | -2.54% | 4.04%-6.6pp | 26.14%-28.7pp | 4.54%-7.1pp |
| Employer contribution / active EE | $2,770 | $2,715+2.0% | $4,608-39.9% | $1,882+47.2% |
| Participant deferral / active EE | $5,504 | $4,920+11.9% | $6,026-8.7% | $3,022+82.1% |
| Admin fee / account holder | $286 | $566-49.6% | $8,175-96.5% | $592-51.7% |