Filed February 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASPIRE FINANCIAL SERVICES1+ years Filed as: ASPIRE FINANCIAL SERVICES, LLC Service code 15 · EIN 27-1033755 | Recordkeeping | $9,171 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 19 · EIN 47-0533629 | Securities Custodian | $5,164 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,118 | $74,089+59.4% | $133,980-11.8% | $55,167+114.1% |
| Participation rate | 94.2% | 84.3%+9.9pp | 87.1%+7.1pp | 69.0%+25.2pp |
| Annual return | 18.61% | 12.11%+6.5pp | 29.30%-10.7pp | 169.23%-150.6pp |
| Employer contribution / active EE | $2,855 | $3,064-6.8% | $5,211-45.2% | $1,963+45.5% |
| Participant deferral / active EE | $8,564 | $4,678+83.1% | $6,282+36.3% | $3,054+180.4% |
| Admin fee / account holder | $98 | $458-78.5% | $9,324-98.9% | $504-80.5% |