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| Provider | Service type | Compensation |
|---|---|---|
GOLDMAN SACHS3+ years Filed as: UNITED CAPITAL FINANCIAL ADVISERS Service code 26 · EIN 27-0493248 620 NEWPORT CENTER DRIVE · NEWPORT BEACH, FL 92660 | Advisory (Participants) | $74,555 |
BERKOWITZ POLLACK BRANT1 year Filed as: BERKOWITZ POLLACK BRANT ADVISORS Service code 10 · EIN 59-2742314 515 EAST LAS OLAS BLVD. · FORT LAUDERDALE, FL 333014267 | Accounting | $13,500 |
PENSION ASSURANCE LLP3+ years Filed as: THE PENSION STUDIO Service code 15 · EIN 54-2154380 1226 OMAR ROAD · WEST PALM BEACH, FL 33405 | Recordkeeping | $4,640 |
Filed as: JOHN HANCOCK USA Service code 15 · EIN 01-0233346 | Recordkeeping | $1,670 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $199,848 | $80,753+147.5% | $136,298+46.6% | $62,293+220.8% |
| Participation rate | 99.3% | 73.5%+25.7pp | 81.9%+17.3pp | 69.5%+29.7pp |
| Annual return | 14.76% | 35.83%-21.1pp | 5156.27%-5141.5pp | 28.90%-14.1pp |
| Employer contribution / active EE | $8,482 | $2,884+194.1% | $4,696+80.6% | $2,042+315.3% |
| Participant deferral / active EE | $11,179 | $5,164+116.5% | $6,247+78.9% | $3,169+252.7% |
| Admin fee / account holder | $38 | $525-92.8% | $9,244-99.6% | $479-92.1% |