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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $41,550 |
SECURITIES AMERICA INC2 years Filed as: SECURITIES SERVICE NETWORK Service code 27 9729 COGDILL RD STE 301 · KNOXVILLE, TN 37932 | Advisory (Plan) | $20,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,266 | $71,666-49.4% | $117,861-69.2% | $69,631-47.9% |
| Participation rate | 90.5% | 77.5%+13.0pp | 79.7%+10.9pp | 70.7%+19.9pp |
| Annual return | 15.86% | 18.86%-3.0pp | 335.11%-319.2pp | 27571.02%-27555.2pp |
| Employer contribution / active EE | $812 | $1,889-57.0% | $3,786-78.6% | $2,032-60.1% |
| Participant deferral / active EE | $3,841 | $3,340+15.0% | $4,482-14.3% | $3,224+19.1% |
| Admin fee / account holder | $120 | $120-0.1% | $8,021-98.5% | $110+8.9% |