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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NATIONAL BENEFIT SERVICES INC Service code 13 · EIN 36-2998347 300 W ADAMS STE 415 · CHICAGO, IL 60606 | Contract Administrator | $26,712 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 93-1225432 P.O. BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $13,842 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER TRUST COMPANY LLC Service code 64 · EIN 93-1225432 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,751 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 · EIN 93-1225432 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,314 |
3 funds of $250K or more; 17 lines in all, holding $2.9M of the plan's $2.9M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 82% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 6 vintages | $2.4M | 81.6% |
| JPMorgan U.S. Equity Fund Class R6 JPMorgan · Mutual fund | $153K | 5.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $91K | 3.1% |
| iShares MSCI EAFE International Index Fund Class K BlackRock · ETF Index | $69K | 2.4% |
| American Funds Growth Fund of Amer R6 Capital Group · Mutual fund | $47K | 1.6% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $35K | 1.2% |
| Fidelity Total Bond Fund Fidelity Advisor Total Bond Fund: Class Z Fidelity (FMR) · Mutual fund | $34K | 1.2% |
| iShares Russell Mid-Cap Index Fund Class K BlackRock · ETF Index | $26K | 0.9% |
| iShares Russell 2000 Small-Cap Index Fund Class K BlackRock · ETF Index | $21K | 0.7% |
| Invesco International Diversified Fund Class R6 Invesco · Mutual fund | $12K | 0.4% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.