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| Provider | Service type | Compensation |
|---|---|---|
RETIREMENT STRATEGIES, INC.3+ years Service code 15 · EIN 58-2380163 | Recordkeeping | $2,625 |
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $1,003 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 26-4310632 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,275 | $80,753-50.1% | $136,298-70.5% | $62,293-35.3% |
| Participation rate | 46.4% | 73.5%-27.2pp | 81.9%-35.5pp | 69.5%-23.1pp |
| Annual return | 20.98% | 35.83%-14.9pp | 5156.27%-5135.3pp | 28.90%-7.9pp |
| Employer contribution / active EE | $1,828 | $2,884-36.6% | $4,696-61.1% | $2,042-10.5% |
| Participant deferral / active EE | $3,084 | $5,164-40.3% | $6,247-50.6% | $3,169-2.7% |
| Admin fee / account holder | $33 | $525-93.7% | $9,244-99.6% | $479-93.1% |