Retirement plan

BHP NEW MEXICO COAL 401(K) PERSONAL SAVINGS PLAN

Name: BHP BILLITON NEW MEXICO COAL INC. - BHP NEW MEXICO COAL 401(K) PERSONAL SAVINGS PLAN (2016) Form 5500
Creator: BHP BILLITON NEW MEXICO COAL INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BHP NEW MEXICO COAL 401(K) PERSONAL SAVINGS PLAN, BHP BILLITON NEW MEXICO COAL INC.

BHP BILLITON NEW MEXICO COAL INC.EIN 45-2485938Plan #001PY 2016

1500 POST OAK BLVD - HOUSTON, TX 77056713-961-8500

Other plans on this EIN

1 filing

#003Retirement-$33.6M assets

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$38.6M

-46.3% from 2015

Total participants

311

-55.9% from 2015

Average account balance

$135,594

+21.5% from 2015

Annual return

-44.20%

-43.71 pp from 2015

Benchmarks

See 293 peers

Peer group

Industry21 - Mining, Quarrying, and Oil and Gas Extraction

Plan typeDefined contribution

Participants100-249

Cohort293 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$42K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-23.88%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
THE VANGUARD GROUP, INC.2+ years Service code 15 · EIN 23-1945930	Recordkeeping	$46,025
AON CONSULTING1 year Filed as: AON HEWITT INVESTMENT CONSULTING, I Service code 10 · EIN 36-3109431	Accounting	$13,125

Plan features & details

Pension benefit codes2E2F2G2J2K2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$62K

$248 / participant

Other / not subdivided$62K100.0%

% of EOY assets

0.159%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HAM, LANGSTON & BREZINA LLP
Auditor EIN: 760448495
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$135,594

$61,616+120.1%

$105,754+28.2%

$55,167+145.8%

Participation rate

89.5%

72.9%+16.6pp

78.9%+10.6pp

69.0%+20.5pp

Annual return

-44.20%

11.15%-55.4pp

12.25%-56.5pp

169.23%-213.4pp

Employer contribution / active EE

$4,425

$3,043+45.4%

$4,079+8.5%

$1,963+125.5%

Participant deferral / active EE

$4,932

$4,213+17.0%

$5,326-7.4%

$3,054+61.5%

Admin fee / account holder

$216

$379-42.9%

$8,309-97.4%

$504-57.1%

Provider

Service type

Compensation

THE VANGUARD GROUP, INC.2+ years

Service code 15 · EIN 23-1945930

Recordkeeping

$46,025

AON CONSULTING1 year

Filed as: AON HEWITT INVESTMENT CONSULTING, I

Service code 10 · EIN 36-3109431

Accounting

$13,125

BHP NEW MEXICO COAL 401(K) PERSONAL SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BHP NEW MEXICO COAL 401(K) PERSONAL SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion