Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MERRIL LYNCH3 years Filed as: MERRIL LYNCH PIERCE FENNER SMITH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $12,672 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,675 | $45,123-49.7% | $85,240-73.4% | $74,478-69.6% |
| Participation rate | 12.7% | 49.4%-36.6pp | 67.5%-54.8pp | 67.2%-54.5pp |
| Annual return | 13.52% | 26.32%-12.8pp | 66.75%-53.2pp | 1370.56%-1357.0pp |
| Employer contribution / active EE | $0 | $1,459-100.0% | $2,735-100.0% | $2,626-100.0% |
| Participant deferral / active EE | $1,158 | $2,736-57.7% | $4,527-74.4% | $4,350-73.4% |
| Admin fee / account holder | $178 | $2,215-91.9% | $6,165-97.1% | $1,946-90.8% |