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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $15,075 |
DA DAVIDSON & CO2 years Filed as: DA DAVIDSON & COMPANY Service code 27 · EIN 81-0139474 | Advisory (Plan) | $13,051 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,800 | $47,977-42.1% | $154,111-82.0% | $56,287-50.6% |
| Participation rate | 43.2% | 66.2%-23.0pp | 83.0%-39.8pp | 69.9%-26.6pp |
| Annual return | -2.60% | 3.54%-6.1pp | 735.18%-737.8pp | -9.96%+7.4pp |
| Employer contribution / active EE | $718 | $2,169-66.9% | $5,298-86.4% | $2,111-66.0% |
| Participant deferral / active EE | $1,111 | $2,392-53.5% | $5,081-78.1% | $3,350-66.8% |
| Admin fee / account holder | $302 | $438-31.0% | $13,411-97.7% | $521-41.9% |