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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $32,665 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $23,004 |
DAKOTA EYE INSTITUTE3 years Service code 99 200 S 5TH ST · BISMARCK, ND 58504 | Other Fees | $11,400 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,339 |
24 funds of $250K or more; 18 lines in all, holding $34.0M of the plan's $34.1M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 34% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $11.5M | 33.8% |
| AB Large Cap Growth Fund Inc AllianceBernstein · Mutual fund | $4.1M | 12.2% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $4.0M | 11.9% |
| Baird Core Plus Bond Fund Institutional Baird · Mutual fund | $2.3M | 6.8% |
| Dodge & Cox Stock Fund Class I Dodge & Cox · Mutual fund | $1.8M | 5.4% |
| Empower International Value Fund Institutional Class Empower · Mutual fund Recordkeeper's own fund | $1.6M | 4.6% |
| Vanguard Total Stock Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.2M | 3.7% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1.2M | 3.6% |
| Cohen & Steers Real Estate Securities Fund Class A Cohen & Steers · Mutual fund Possible retail class A | $1.1M | 3.2% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $942K | 2.8% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.