Filed April 26, 2002 (most recent of 8 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $1,134,847 |
STATE STREET GLOBAL ADVISORS7+ years Filed as: STATE STREET BANK & TRUST Service code 18 · EIN 04-1867445 | Direct payment from the plan; Custodi... | $783,040 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $425,170 |
CALLAN ASSOCIATES7+ years Filed as: CALLAN ASSOCIATES, INC Service code 16 · EIN 94-2192581 | Consulting | $38,747 |
RUBINBROWN LLP7+ years Filed as: RUBINBROWN, LLP Service code 10 · EIN 43-0765316 | Accounting | $36,077 |
EVESTMENT ALLIANCE LLC2 years Filed as: EVESTMENT Service code 16 · EIN 90-0905513 | Consulting | $10,641 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $321,751 | $91,746+250.7% | $146,649+119.4% | $93,010+245.9% |
| Participation rate | 96.3% | 80.9%+15.4pp | 80.1%+16.2pp | 73.9%+22.4pp |
| Annual return | 10.06% | 18.28%-8.2pp | 22.75%-12.7pp | 158.70%-148.6pp |
| Employer contribution / active EE | $5,642 | $2,815+100.5% | $4,137+36.4% | $2,705+108.6% |
| Participant deferral / active EE | $6,561 | $4,589+43.0% | $5,506+19.1% | $4,561+43.8% |
| Admin fee / account holder | $103 | $101+1.5% | $10,281-99.0% | $152-32.3% |