Filed April 26, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
FORVIS, LLP1 year Filed as: FORVIS WEALTH ADVISORS, LLC Service code 26 · EIN 43-1815436 | Advisory (Participants) | $39,362 |
Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $17,900 |
Service code 26 · EIN 27-0636826 | Advisory (Participants) | $6,789 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $5,900 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $147,700 | $122,219+20.8% | $147,096+0.4% | $199,921-26.1% |
| Participation rate | 94.7% | 78.3%+16.4pp | 82.2%+12.5pp | 72.0%+22.6pp |
| Annual return | 203.83% | 30.59%+173.2pp | 419.75%-215.9pp | 34.28%+169.6pp |
| Employer contribution / active EE | $9,290 | $4,096+126.8% | $4,936+88.2% | $3,035+206.1% |
| Participant deferral / active EE | $10,943 | $8,503+28.7% | $8,071+35.6% | $5,089+115.1% |
| Admin fee / account holder | $4 | $179-97.6% | $13,005-100.0% | $269-98.4% |