Filed April 26, 2021 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 3-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FORVIS MAZARS, LLP1 year Filed as: FORVIS WEALTH ADVISORS, LLC Service code 26 · EIN 43-1815436 | Advisory (Participants) | $39,362 |
Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $17,900 |
Service code 26 · EIN 27-0636826 | Advisory (Participants) | $6,789 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $5,900 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $147,700 | $122,186+20.9% | $146,958+0.5% | $199,593-26.0% |
| Participation rate | 94.7% | 78.3%+16.4pp | 82.2%+12.5pp | 72.0%+22.7pp |
| Annual return | 203.83% | 30.56%+173.3pp | 418.34%-214.5pp | 34.25%+169.6pp |
| Employer contribution / active EE | $9,290 | $4,093+127.0% | $4,933+88.3% | $3,034+206.2% |
| Participant deferral / active EE | $10,943 | $8,502+28.7% | $8,070+35.6% | $5,087+115.1% |
| Admin fee / account holder | $4 | $179-97.6% | $12,998-100.0% | $269-98.4% |