Filed April 26, 2021 (most recent of 4 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 3-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
FORVIS, LLP1 year Filed as: FORVIS WEALTH ADVISORS, LLC Service code 26 · EIN 43-1815436 | Advisory (Participants) | $39,362 |
Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $17,900 |
Service code 26 · EIN 27-0636826 | Advisory (Participants) | $6,789 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $5,900 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $147,700 | $122,128+20.9% | $147,117+0.4% | $200,096-26.2% |
| Participation rate | 94.7% | 78.2%+16.5pp | 82.2%+12.5pp | 72.0%+22.6pp |
| Annual return | 203.83% | 30.58%+173.3pp | 420.54%-216.7pp | 34.26%+169.6pp |
| Employer contribution / active EE | $9,290 | $4,093+127.0% | $4,932+88.3% | $3,038+205.8% |
| Participant deferral / active EE | $10,943 | $8,484+29.0% | $8,065+35.7% | $5,090+115.0% |
| Admin fee / account holder | $4 | $180-97.6% | $12,993-100.0% | $269-98.4% |