Retirement plan

SANSONE GROUP 401(K) RETIREMENT SAVINGS PLAN

Name: SANSONE GROUP, LLC - SANSONE GROUP 401(K) RETIREMENT SAVINGS PLAN (2016) Form 5500
Creator: SANSONE GROUP, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SANSONE GROUP 401(K) RETIREMENT SAVINGS PLAN, SANSONE GROUP, LLC

SANSONE GROUP, LLCEIN 43-1821391Plan #001PY 2016

120 SOUTH CENTRAL, SUITE 500 - ST. LOUIS, MO 63105314-727-6664sansonegroup.comLinkedIn201-500 employeesreal estate

Prospect flagsFailed to transmit contributionsCorrective distributions

How to read this page

Total assets (EOY)

$8.8M

+7.7% from 2015

Total participants

220

+22.2% from 2015

Average account balance

$47,951

+4.8% from 2015

Annual return

7.71%

+6.19 pp from 2015

Benchmarks

See 896 peers

Peer group

Industry53 - Real Estate and Rental and Leasing

Plan typeDefined contribution

Participants100-249

Cohort896 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$13.49M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$83K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

162

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

53.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$655K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.57%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$402

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
MARINER LLC1 year Filed as: MARINER WEALTH ADVISORS, LLC Service code 26 · EIN 20-4553256 1401 SOUTH BRENTWOOD BLVD · ST. LOUIS, MO 63144	Advisory (Participants)	$20,728
BENEFITS OF MISSOURI, INC.2+ years Service code 49 · EIN 43-1344692 14323 SOUTH PUTER 40 · CHESTERFIELD, MO 63017	Other Services	$6,650
JOHN HANCOCK LIFE INSURANCE COMPANY2+ years Filed as: JOHN HANCOCK LIFE INSURANCE CO. Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600	Recordkeeping	$394

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$7K

$36 / participant

Contract admin$7K100.0%

% of EOY assets

0.080%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: RUBINBROWN LLP
Auditor EIN: 430765316
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$47,951

$50,898-5.8%

$171,082-72.0%

$55,167-13.1%

Participation rate

81.6%

63.3%+18.4pp

76.7%+4.9pp

69.0%+12.6pp

Annual return

7.71%

15.34%-7.6pp

32.56%-24.8pp

169.23%-161.5pp

Employer contribution / active EE

$313

$1,433-78.2%

$4,002-92.2%

$1,963-84.1%

Participant deferral / active EE

$2,459

$2,994-17.9%

$4,797-48.7%

$3,054-19.5%

Admin fee / account holder

$38

$500-92.3%

$8,520-99.6%

$504-92.4%

Provider

Service type

Compensation

MARINER LLC1 year

Filed as: MARINER WEALTH ADVISORS, LLC

Service code 26 · EIN 20-4553256

1401 SOUTH BRENTWOOD BLVD · ST. LOUIS, MO 63144

Advisory (Participants)

$20,728

BENEFITS OF MISSOURI, INC.2+ years

Service code 49 · EIN 43-1344692

14323 SOUTH PUTER 40 · CHESTERFIELD, MO 63017

Other Services

$6,650

JOHN HANCOCK LIFE INSURANCE COMPANY2+ years

Filed as: JOHN HANCOCK LIFE INSURANCE CO.

Service code 15 · EIN 01-0233346

P.O. BOX 600 · BUFFALO, NY 142010600

Recordkeeping

$394

SANSONE GROUP 401(K) RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SANSONE GROUP 401(K) RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion