Filed December 28, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $999,606 |
VALUES FIRST ADVISORS INC2+ years Service code 16 · EIN 27-0392191 | Consulting | $14,137 |
Service code 16 · EIN 38-2340348 | Consulting | $11,267 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,231 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,267 | $49,270-40.6% | $156,549-81.3% | $329,111-91.1% |
| Participation rate | 92.9% | 68.1%+24.8pp | 84.0%+8.9pp | 67.9%+25.1pp |
| Annual return | 11.33% | 23.25%-11.9pp | 32.23%-20.9pp | 16.35%-5.0pp |
| Employer contribution / active EE | $0 | $1,534-100.0% | $5,501-100.0% | $2,303-100.0% |
| Participant deferral / active EE | $3,686 | $2,920+26.2% | $4,871-24.3% | $3,682+0.1% |
| Admin fee / account holder | $86 | $51+69.8% | $13,027-99.3% | $754-88.6% |