Filed March 6, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
RUANE, CUNNIFF & GOLDFARB INC.1+ years Filed as: RUANE CUNIFF & GOLDFARB INC Service code 28 · EIN 13-2628641 | Investment Management | $7,785,372 |
BMO HARRIS BANK NA1+ years Filed as: BMO HARRIS BANK, N.A. Service code 15 · EIN 36-2085229 | Recordkeeping | $321,306 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $281,040 |
PRICEWATERHOUSECOOPERS LLP1+ years Filed as: PRICEWATERHOUSECOOPERS, LLP Service code 10 · EIN 13-4008324 | Accounting | $44,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,228 | $79,558+77.5% | $115,038+22.8% | $67,505+109.2% |
| Participation rate | 90.0% | 74.3%+15.7pp | 81.4%+8.6pp | 71.2%+18.8pp |
| Annual return | -4.14% | 4.65%-8.8pp | 26.14%-30.3pp | 6.52%-10.7pp |
| Employer contribution / active EE | $4,495 | $2,529+77.7% | $4,608-2.5% | $2,173+106.9% |
| Participant deferral / active EE | $4,029 | $5,510-26.9% | $6,026-33.1% | $3,597+12.0% |
| Admin fee / account holder | $883 | $60+1377.2% | $8,175-89.2% | $56+1473.5% |