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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $4,051 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,046 | $46,173-39.3% | $170,435-83.5% | $69,631-59.7% |
| Participation rate | 42.1% | 63.9%-21.8pp | 83.6%-41.5pp | 70.7%-28.5pp |
| Annual return | 14.82% | 21.62%-6.8pp | 205.94%-191.1pp | 27571.02%-27556.2pp |
| Employer contribution / active EE | $204 | $1,610-87.3% | $5,432-96.2% | $2,032-90.0% |
| Participant deferral / active EE | $1,225 | $2,080-41.1% | $4,939-75.2% | $3,224-62.0% |
| Admin fee / account holder | $23 | $116-80.5% | $13,881-99.8% | $110-79.5% |