Filed April 18, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NBC SECURITIES INC2 years Service code 27 · EIN 63-0921499 | Advisory (Plan) | $84,259 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $53,196 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,483 | $111,491-44.9% | $189,513-67.6% | $86,799-29.2% |
| Participation rate | 98.0% | 87.3%+10.7pp | 87.8%+10.2pp | 72.3%+25.7pp |
| Annual return | 12.50% | 83.50%-71.0pp | 555.15%-542.7pp | 97.91%-85.4pp |
| Employer contribution / active EE | $1,910 | $3,951-51.6% | $6,162-69.0% | $2,405-20.6% |
| Participant deferral / active EE | $4,060 | $6,437-36.9% | $8,221-50.6% | $4,131-1.7% |
| Admin fee / account holder | $185 | $189-2.2% | $12,045-98.5% | $170+8.8% |