Filed April 18, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST STATE FINANCIAL MANAGEMENT Service code 27 225 E COLUMBIA ST · FARMINGTON, MO 63640 | Advisory (Plan) | $55,857 |
Service code 12 · EIN 48-1205033 | Recordkeeping and information managem... | $12,687 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,772 | $80,005-54.0% | $140,016-73.7% | $55,725-34.0% |
| Participation rate | 98.0% | 87.0%+11.0pp | 87.5%+10.5pp | 70.9%+27.1pp |
| Annual return | -1.56% | 0.46%-2.0pp | 651.12%-652.7pp | 244.93%-246.5pp |
| Employer contribution / active EE | $1,645 | $3,403-51.7% | $5,606-70.7% | $2,078-20.9% |
| Participant deferral / active EE | $3,332 | $5,264-36.7% | $6,927-51.9% | $3,356-0.7% |
| Admin fee / account holder | $91 | $116-21.1% | $10,705-99.1% | $115-20.8% |