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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SECURIAN FINANCIAL SERVICES, INC. Service code 15 · EIN 41-1486060 | Recordkeeping | $17,013 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $9,302 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,643 | $62,132-68.4% | $185,827-89.4% | $73,493-73.3% |
| Participation rate | 98.2% | 67.8%+30.4pp | 78.0%+20.2pp | 70.7%+27.5pp |
| Annual return | 12.11% | 20.44%-8.3pp | 35.96%-23.8pp | 28.51%-16.4pp |
| Employer contribution / active EE | $0 | $1,681-100.0% | $4,087-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $2,602 | $3,711-29.9% | $5,633-53.8% | $3,740-30.4% |
| Admin fee / account holder | $128 | $419-69.3% | $9,502-98.6% | $513-75.0% |