Filed August 29, 2018 (most recent of 6 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $852,056 |
BRYAN CAVE LLP2 years Filed as: BRYAN CAVE LEIGHTON PAISNER LLP Service code 29 · EIN 43-0602162 | Legal | $71,090 |
Service code 16 · EIN 53-0181291 | Consulting | $20,000 |
GO2 PARTNERS, INC.7+ years Service code 38 · EIN 36-4053683 | Participant Communication | $13,091 |
HUBSPOT, INC.1 year Service code 38 · EIN 20-2632791 | Participant Communication | $10,800 |
Filed as: QDRO CONSULTANTS CO LLC Service code 16 · EIN 34-1820650 | Consulting | $6,800 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,567 | $138,331+19.0% | $86,717+89.8% | $89,433+84.0% |
| Participation rate | 65.6% | 88.9%-23.3pp | 76.6%-11.0pp | 71.3%-5.7pp |
| Annual return | -18.94% | -11.72%-7.2pp | 35.97%-54.9pp | -11.88%-7.1pp |
| Employer contribution / active EE | $3,219 | $4,812-33.1% | $2,837+13.4% | $3,021+6.6% |
| Participant deferral / active EE | $7,258 | $8,027-9.6% | $4,657+55.9% | $5,125+41.6% |
| Admin fee / account holder | $52 | $64-19.0% | $7,494-99.3% | $79-34.6% |