Filed June 26, 2024
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY INS SVCS INC Service code 53 | Insurance Commissions | $6,003 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY INS SVCS Service code 53 · EIN 51-0116113 1 NEW YORK PLAZA FLOOR 12 · NEW YORK, NY 10004 | Insurance Commissions | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,092 | $56,640-82.2% | $78,002-87.1% | $55,167-81.7% |
| Participation rate | 83.9% | 73.3%+10.5pp | 75.5%+8.3pp | 69.0%+14.9pp |
| Annual return | 10.06% | 2868.48%-2858.4pp | 425.99%-415.9pp | 169.23%-159.2pp |
| Employer contribution / active EE | $1,220 | $1,724-29.2% | $2,470-50.6% | $1,963-37.8% |
| Participant deferral / active EE | $2,117 | $2,778-23.8% | $3,497-39.5% | $3,054-30.7% |
| Admin fee / account holder | $6 | $467-98.8% | $5,481-99.9% | $504-98.9% |