Retirement plan

KEOKUK HEALTH SYSTEMS 401(K) RETIREMENT PLAN

Name: KEOKUK HEALTH SYSTEMS - KEOKUK HEALTH SYSTEMS 401(K) RETIREMENT PLAN (2016) Form 5500
Creator: KEOKUK HEALTH SYSTEMS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KEOKUK HEALTH SYSTEMS 401(K) RETIREMENT PLAN, KEOKUK HEALTH SYSTEMS

KEOKUK HEALTH SYSTEMSEIN 42-1237361Plan #001PY 2016

1600 MORGAN - KEOKUK, IA 52632319-524-7150keokukhealthsystems.orgLinkedIn11-50 employeeshospital & health care

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$15.3M

-4.7% from 2015

Total participants

367

+1.7% from 2015

Average account balance

$49,003

-0.4% from 2015

Annual return

6.38%

+3.61 pp from 2015

Benchmarks

See 5,140 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,140 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.81M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$39K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

0.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+8.75%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$22945

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
VOYA RETIREMENT INSURANCE & ANNUITY2+ years Service code 64 · EIN 71-0294708	Recordkeeping Fees	$750
AMERIPRISE FINANCIAL SERVICES INC1 year Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 55 50082 AMERSPRISE FINANCIAL CENTER · MINNEAPOLIS, MN 55474	Other Commissions	$55
THOMAS BEAL1 year Filed as: THOMAS J FROLICK Service code 55 909 LOCUST STREET · DES MOINES, IA 50309	Other Commissions	$28
JAMIES V MCDERMOTT1 year Service code 55 14324 BROOKSHIRE DRIVE · URBANDALE, IA 50323	Other Commissions	$12
WENDI TAYLOR1 year Filed as: WENDI M ECKELBERG Service code 55 909 LOCUST STREET · DES MOINES, IA 50309	Other Commissions	$7

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$750

$3 / participant

Other / not subdivided$750100.0%

% of EOY assets

0.005%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRAY HUNTER STENN LLP
Auditor EIN: 363077757
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$49,003

$46,732+4.9%

$156,551-68.7%

$55,167-11.2%

Participation rate

77.6%

65.8%+11.8pp

84.0%-6.4pp

69.0%+8.6pp

Annual return

6.38%

17.72%-11.3pp

32.23%-25.9pp

169.23%-162.9pp

Employer contribution / active EE

$2,105-100.0%

$5,501-100.0%

$1,963-100.0%

Participant deferral / active EE

$1,508

$2,204-31.6%

$4,871-69.0%

$3,054-50.6%

Admin fee / account holder

$418-99.4%

$13,028-100.0%

$504-99.5%

Provider

Service type

Compensation

VOYA RETIREMENT INSURANCE & ANNUITY2+ years

Service code 64 · EIN 71-0294708

Recordkeeping Fees

$750

AMERIPRISE FINANCIAL SERVICES INC1 year

Filed as: AMERIPRISE FINANCIAL SERVICES, INC.

Service code 55

50082 AMERSPRISE FINANCIAL CENTER · MINNEAPOLIS, MN 55474

Other Commissions

$55

THOMAS BEAL1 year

Filed as: THOMAS J FROLICK

Service code 55

909 LOCUST STREET · DES MOINES, IA 50309

Other Commissions

$28

JAMIES V MCDERMOTT1 year

Service code 55

14324 BROOKSHIRE DRIVE · URBANDALE, IA 50323

Other Commissions

$12

WENDI TAYLOR1 year

Filed as: WENDI M ECKELBERG

Service code 55

909 LOCUST STREET · DES MOINES, IA 50309

Other Commissions

KEOKUK HEALTH SYSTEMS 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KEOKUK HEALTH SYSTEMS 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion