Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $26,299 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL CORPORATION Service code 22 · EIN 95-2834236 | Insurance Broker | $13,611 |
Service code 10 · EIN 39-1901322 | Accounting | $7,480 |
NATIONAL ADMINISTRATION, INC.2+ years Filed as: NATIONAL ADMINISTRATION INC Service code 15 · EIN 39-1967492 | Recordkeeping | $5,264 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,836 | $32,425+106.1% | $74,577-10.4% | $55,167+21.2% |
| Participation rate | 21.5% | 54.0%-32.5pp | 68.1%-46.6pp | 69.0%-47.5pp |
| Annual return | 3.31% | 10.63%-7.3pp | 20.47%-17.2pp | 169.23%-165.9pp |
| Employer contribution / active EE | $345 | $1,043-67.0% | $2,525-86.4% | $1,963-82.4% |
| Participant deferral / active EE | $940 | $1,995-52.9% | $3,458-72.8% | $3,054-69.2% |
| Admin fee / account holder | $983 | $748+31.3% | $4,138-76.3% | $504+95.0% |