Filed June 26, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $32,598 |
US BANCORP INVESTMENTS INC5+ years Service code 55 7TH AND WASHINGTON 22ND FLR · ST LOUIS, MO 63101 | Other Commissions | $12,713 |
Service code 99 1801 CALIFORNIA STREET · DENVER, CO 80202 | Other Fees | $6,706 |
Filed as: NORTHWESTERN MUTUAL Service code 99 611 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Fees | $5,029 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $304 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,228 | $73,404-7.1% | $87,100-21.7% | $67,579+1.0% |
| Participation rate | 72.1% | 80.9%-8.7pp | 76.9%-4.7pp | 71.3%+0.9pp |
| Annual return | 16.59% | 48.29%-31.7pp | 28.19%-11.6pp | 378.56%-362.0pp |
| Employer contribution / active EE | $887 | $2,014-55.9% | $2,521-64.8% | $2,148-58.7% |
| Participant deferral / active EE | $2,698 | $3,913-31.0% | $4,049-33.4% | $3,539-23.8% |
| Admin fee / account holder | $173 | $142+22.2% | $7,497-97.7% | $142+21.6% |