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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $16,524 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $525 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,588 | $69,305-50.1% | $82,312-58.0% | $69,631-50.3% |
| Participation rate | 75.2% | 80.3%-5.1pp | 76.9%-1.7pp | 70.7%+4.5pp |
| Annual return | 15.35% | 21.47%-6.1pp | 25.88%-10.5pp | 27571.02%-27555.7pp |
| Employer contribution / active EE | $479 | $1,887-74.6% | $2,428-80.3% | $2,032-76.4% |
| Participant deferral / active EE | $1,383 | $3,568-61.2% | $3,706-62.7% | $3,224-57.1% |
| Admin fee / account holder | $1 | $97-98.5% | $5,608-100.0% | $110-98.7% |