Filed January 23, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPORATIN Service code 55 | Other Commissions | $178,455 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $112,610 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL CORPORATION Service code 55 4707 EXECUTIVE DR · SAN DIEGO, CA 92121 | Other Commissions | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,347 | $56,095-3.1% | $178,503-69.6% | $90,274-39.8% |
| Participation rate | 90.2% | 65.6%+24.6pp | 81.9%+8.2pp | 73.4%+16.8pp |
| Annual return | 12.21% | 28.81%-16.6pp | 151.12%-138.9pp | 53.97%-41.8pp |
| Employer contribution / active EE | $584 | $1,572-62.8% | $5,011-88.3% | $2,523-76.8% |
| Participant deferral / active EE | $581 | $2,669-78.2% | $5,202-88.8% | $4,231-86.3% |
| Admin fee / account holder | $58 | $101-42.6% | $13,987-99.6% | $114-49.3% |