Filed September 3, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
SUMMIT FINANCIAL CORPORATION4+ years Filed as: SUMMIT STRATEGIES, INC. Service code 27 · EIN 43-1708520 | Advisory (Plan) | $60,000 |
WELLS FARGO BANK, N.A.4+ years Service code 19 · EIN 94-1347393 | Securities Custodian | $48,437 |
SILVERSTONE GROUP4+ years Service code 11 · EIN 47-0813106 | Actuarial | $47,860 |
EAGLE CAPITAL MANAGEMENT, LLC4+ years Filed as: EAGLE CAPITAL MANAGEMENT LLC Service code 28 · EIN 22-3361201 | Investment Management | $45,823 |
UBS FINANCIAL SERVICES INC2 years Filed as: TRUMBALL PROPERTY FUND UBS REALTY Service code 28 · EIN 61-1553760 | Investment Management | $27,103 |
Service code 28 · EIN 13-3200244 | Investment Management | $21,427 |
PENN CAPITAL MANAGEMENT2 years Filed as: PENN CAPITAL MANAGEMENT CO., INC. Service code 28 · EIN 22-2796848 | Investment Management | $13,654 |
VICTORY4+ years Filed as: VICTORY CAPITAL MANAGEMENT INC. Service code 28 · EIN 38-3212521 | Investment Management | $13,077 |
PINNACLE ASSOCIATES LTD4+ years Filed as: PINNACLE ASSOCIATES LTD. Service code 28 · EIN 13-3220717 | Investment Management | $12,550 |
HARVEST FUND ADVISORS LLC3 years Filed as: HARVEST FUND ADVISORS Service code 28 · EIN 13-4314689 | Investment Management | $5,355 |
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Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $18,026,966-100.0% | $436,953-100.0% | $18,026,966-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 44.2%-44.2pp | 1.8%-1.8pp |
| Annual return | -6.12% | -2.48%-3.6pp | -102.04%+95.9pp | 0.19%-6.3pp |
| Employer contribution / active EE | $3,139 | $7,648-59.0% | $36,232-91.3% | $13,763-77.2% |
| Participant deferral / active EE | $0 | $27-100.0% | $47-100.0% | $804-100.0% |
| Admin fee / account holder | $0 | $426-100.0% | $12,721-100.0% | $426-100.0% |