Filed November 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Distribution (12b... | $355,025 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO CLEARING SERVICES Service code 16 1 NORTH JEFFERSON · ST. LOUIS, MO 63103 | Consulting | $169,044 |
LWBJ, LLP2+ years Filed as: LWBJ FINANCIAL Service code 10 · EIN 20-3657629 | Accounting | $9,000 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,339 | $33,232+30.4% | $71,796-39.6% | $63,975-32.3% |
| Participation rate | 100.0% | 60.1%+39.9pp | 69.1%+30.9pp | 71.1%+28.9pp |
| Annual return | 7.84% | 11.99%-4.2pp | 78.04%-70.2pp | 48.65%-40.8pp |
| Employer contribution / active EE | $972 | $723+34.5% | $1,924-49.5% | $2,182-55.4% |
| Participant deferral / active EE | $2,543 | $1,604+58.5% | $2,794-9.0% | $3,356-24.2% |
| Admin fee / account holder | $70 | $63+10.8% | $4,815-98.5% | $70-0.2% |