Filed August 31, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Advisory (Plan) | $20,476 |
Service code 27 722 ESSINGTON RD STE A · JOLIET, IL 60435 | Advisory (Plan) | $11,416 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $8,288 |
THE FINWAY GROUP2 years Filed as: THE FINWAY GROUP LLC Service code 99 5625 MILLS CIVIC PKWY STE 101 · WEST DES MOINES, IA 50266 | Other Fees | $2,567 |
CUSB BANK2 years Service code 99 PO BOX 57 · CRESCO, IA 52136 | Other Fees | $325 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,311 | $122,063+4.3% | $184,256-30.9% | $74,478+70.9% |
| Participation rate | 95.7% | 85.5%+10.2pp | 86.8%+8.9pp | 67.2%+28.5pp |
| Annual return | 11.39% | 19.92%-8.5pp | 28.85%-17.5pp | 1370.56%-1359.2pp |
| Employer contribution / active EE | $4,158 | $4,539-8.4% | $6,427-35.3% | $2,626+58.3% |
| Participant deferral / active EE | $4,998 | $7,144-30.0% | $9,133-45.3% | $4,350+14.9% |
| Admin fee / account holder | $339 | $1,253-72.9% | $13,899-97.6% | $1,946-82.6% |