Filed December 7, 2021 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RESOURCES INVESTMENT ADVISORS Service code 26 · EIN 43-1451524 11101 SWITZER RD STE 200 · OVERLAND PARK, KS 66210 | Advisory (Participants) | $19,159 |
Service code 15 · EIN 01-0233346 PO BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $15 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,529 | $37,393+19.1% | $77,024-42.2% | $66,914-33.5% |
| Participation rate | 52.4% | 52.9%-0.5pp | 67.9%-15.5pp | 69.8%-17.4pp |
| Annual return | -18.63% | -3.29%-15.3pp | 42.32%-60.9pp | 1.58%-20.2pp |
| Employer contribution / active EE | $876 | $1,531-42.8% | $2,812-68.9% | $2,544-65.6% |
| Participant deferral / active EE | $7,003 | $2,617+167.6% | $4,426+58.2% | $4,237+65.3% |
| Admin fee / account holder | $349 | $567-38.4% | $5,425-93.6% | $593-41.2% |