Filed December 7, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RESOURCES INVESTMENT ADVISORS Service code 26 · EIN 43-1451524 11101 SWITZER RD STE 200 · OVERLAND PARK, KS 66210 | Advisory (Participants) | $19,159 |
Service code 15 · EIN 01-0233346 PO BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $15 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,529 | $37,463+18.9% | $77,100-42.2% | $66,949-33.5% |
| Participation rate | 52.4% | 52.9%-0.5pp | 67.9%-15.5pp | 69.8%-17.4pp |
| Annual return | -18.63% | -3.25%-15.4pp | 42.35%-61.0pp | 1.57%-20.2pp |
| Employer contribution / active EE | $876 | $1,535-42.9% | $2,815-68.9% | $2,545-65.6% |
| Participant deferral / active EE | $7,003 | $2,621+167.2% | $4,430+58.1% | $4,239+65.2% |
| Admin fee / account holder | $349 | $568-38.6% | $5,443-93.6% | $594-41.2% |