Filed December 7, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RESOURCES INVESTMENT ADVISORS Service code 26 · EIN 43-1451524 4860 COLLEGE BLVD, STE 100 · OVERLAND PARK, KS 66211 | Advisory (Participants) | $21,220 |
Service code 15 · EIN 01-0233346 PO BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $769 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,282 | $79,694-23.1% | $96,171-36.3% | $79,391-22.8% |
| Participation rate | 46.8% | 54.0%-7.2pp | 68.4%-21.7pp | 70.7%-23.9pp |
| Annual return | 16.90% | 40.84%-23.9pp | 192.04%-175.1pp | 116.88%-100.0pp |
| Employer contribution / active EE | $657 | $1,443-54.5% | $2,799-76.5% | $2,428-72.9% |
| Participant deferral / active EE | $6,011 | $2,539+136.8% | $4,350+38.2% | $4,046+48.6% |
| Admin fee / account holder | $456 | $630-27.7% | $5,538-91.8% | $627-27.3% |