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| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES3 years Service code 27 · EIN 43-0345811 | Advisory (Plan) | $21,297 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $4,948 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,092 | $124,414-70.2% | $115,167-67.8% | $67,582-45.1% |
| Participation rate | 36.2% | 58.1%-21.9pp | 75.9%-39.7pp | 71.3%-35.1pp |
| Annual return | 20.00% | 29.40%-9.4pp | 35.60%-15.6pp | 378.57%-358.6pp |
| Employer contribution / active EE | $611 | $1,454-58.0% | $3,179-80.8% | $2,148-71.6% |
| Participant deferral / active EE | $1,169 | $2,331-49.8% | $4,169-72.0% | $3,539-67.0% |
| Admin fee / account holder | $29 | $361-91.9% | $7,089-99.6% | $142-79.5% |